| IFA |
Financial Adviser
|
| Life and Pensions Provider |
Financial Adviser
Non-advised seller
|
| Retail Banks |
Financial Adviser
Non-advised seller
|
| Private Banks |
Financial Adviser
Investment Manager offering Advisory or Discretionary Management*
|
| Stockbrokers |
Financial Adviser
Investment Manager offering Advisory or Discretionary Management. |
The FSA has suggested that it will consider the impact on roles in Mortgages and General Insurance, recognising that many firms operate across the whole range of financial products available to retail consumers. In the mortgage market the decision seems to be that individuals must become Approved Persons. No further expectations seem likely for insurance brokers at the present time.
To understand the impact of the RDR on your area of business click on sector specific in the main menu
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